ECM ASSET MANAGEMENT LIMITED

RTS 28 AND ARTICLE 65(6) DISCLOSURE

ECM Asset Management Limited ("ECM"), as a discretionary portfolio manager authorised and regulated by the Financial Conduct Authority, has a duty to act and carry out activities in the best interests of clients when placing orders with venues or entities for execution that result from decisions by ECM to deal in financial instruments on behalf of its clients.

As part of ECM's regulatory commitment and to increase transparency related to executing client orders, in accordance with MiFID II (Markets in Financial Instruments Directive 2014/65/EU) and Commission Delegated Regulation (2017/565) supplementing MiFID II, we are required to summarise and publish, on an annual basis, best execution information and data in order to enable our clients and the public to evaluate the quality of ECM's execution practices.

In particular, ECM has identified and analysed the top 5 execution venues (as required under MiFID II Regulatory Technical Standard (RTS) 28) and the top 5 execution brokers (as required under MiFID Delegated Regulation Article 65(6)), in terms of trading volumes in the classes of financial instruments that ECM executes on behalf of clients, and provided information on the quality of execution obtained.

London, England

Team location

London, England

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